Morgan Stanley Remote Jobs Work from Home with Urgent Requirements Apply Now

By | April 13, 2022

Job Responsibilities : WM Branch Examiner (Remote / Work from home)

Salary : $80,000 – $90,000 a year

Company : Morgan Stanley

Location : Remote

Responsibilities

  • Morgan Stanley is seeking a strong candidate for its Wealth Management Branch Examination team.
  • The individual will be responsible for the oversight and independent execution of examinations in retail branch locations. Candidates will be expected to:
  • Conduct retail branch office inspections utilizing a risk based testing methodology.
  • The process includes obtaining background information, determining sample selection criteria, conducting testing of samples selected in accordance with departmental procedures, a physical inspection of the branch, a review of various reports and other documents maintained at the branch, interviewing financial advisors, support staff and branch management.
  • Use expertise and judgment to assess testing results and the adequacy and effectiveness of the control environment in the branch.
  • Communicate identified business risks and policy violations to the local management team and devise appropriate corrective action plans to assist with the remediation of noted issues.
  • Conduct meetings with branch management to discuss preliminary findings, root cause of noted issues, and obtain formal management responses to exam findings. Verify and validate the completion of the recommended corrective action plans.
  • Work with colleagues and branch examination management to determine whether a branch office is in compliance with regulatory requirements as well as Firm policies and procedures.
  • Manage multiple examinations and projects simultaneously.

Qualification

  • Knowledge of the Financial Services Industry
  • Prior examination or testing experience a plus
  • Ability to interact with diverse teams
  • Strong interpersonal, communication, analytical, and organizational skills

Click Here : Apply Now